Maria A Giannini

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 01/2025
  Wayne Hummer Investments
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2011-09-02 → 2025-01-23
  Wintrust Investments Llc
  Chicago, IL
  Elmwood Park, IL
• 2010-10-12 → 2011-01-14
  Firstmerit Advisors, Inc.
  Melrose Park, IL
• 2007-12-04 → 2010-10-07
  Midwest Financial And Investment Services, Inc.
  Elmwood Park, IL
  Downers Grove, IL

Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 08/29/2011- 160 hours per month/ during trading 2- 01/2025- Wintrust Investments and Insurance Agency- Non-Variable Insurance- Agent - Investment Related - At Reported Business Location(s) - Start Date 09/17/2024- 10 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-12-04