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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-06-26 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Jersey City, Nj | NJ | 04/2015 | 06/2025 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2025 |
| Seia Llc | Scotch Plains | NJ | 06/2025 | Present |
| Ses Llc | Scotch Plains | NJ | 06/2025 | Present |
SEIA LLC POSITION: Director of Estate, Tax and Financial Planning, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 06/23/2025 ADDRESS: 2038 Arrowwood Dr., Scotch Plains NJ 07076, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-13 |
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