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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Savin Rock Tax & Fin. Serv | West Haven | CT | 01/1989 | Present |
| National Planning Corporation | West Haven | CT | 11/2007 | 10/2017 |
| Royal Alliance | West Haven | CT | 10/2017 | 12/2022 |
| Lpl Financial Llc | West Haven | CT | 12/2022 | Present |
1) 12/2022- Savin Rock Tax & Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- West Haven, CT 2) 12/2022 - Savin Rock Tax & Financial Services- Tax Prep/Accounting/CPA- owner- inv. related- West Haven, CT - start date 12/1/1988- 112hrs/mth 3) 12/2022- Strategic Partners Inc - Non-Variable Insurance- Agent selling Life, Fixed Annuities - inv. related- West Haven, CT - start date 1/1/1990- 12hrs/mth 4) 12/2022- Tabor Evangelical Lutheran Church- part time / music director -non-inv. related- Branford, CT- start date 8/1/2005- 24hrs/mth 5) 12/2022- Real Estate Rental- owner- inv. related- 718 Savin Avenue, 2nd Floor, West Haven, CT 06516- start date 4/1/2011- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-11 |
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