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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-23
MA RA APPROVED 2018-11-08
  • FL RA
    APPROVED
    Since 2019-12-23
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St, Boston, MA 02116 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Funds, Llc Tampa FL 05/2012 Present
Manulife Asset Management (Us) Llc Boston MA 06/2012 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 05/2012 → Present
    John Hancock Funds, Llc
    Tampa, FL
  • 06/2012 → Present
    Manulife Asset Management (Us) Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

1 - OBA Name: Forbici LLC, aka Better Byrd LLC Investment-related? No OBA Address: 1904 S Macdill Avenue, Tampa, FL 33629 OBA Nature: Restaurant Position, Title, or Relationship with the OBA: passive investor OBA Start Date: 6/1/2019 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: none 2 - OBA Name: Next Level Brands Investment-related? No OBA Address: 1311 N Westshore Blvd #200, Tampa, FL 33607 OBA Nature: Next Level Brands is to elevate the culinary landscape of Tampa Bay by creating a collection of highly lauded dining experiences. Inspired by the culture of hospitality, concepts will be warm and inviting gathering spaces with innovative cuisine and first-class service; where eating and drinking together is a way of bonding, building connections and making memorable experiences. Position, Title, or Relationship with the OBA: Passive Investor OBA Start Date: 6/1/2021 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: i have zero responsibilities and it will take up zero of my time. this is a restaurant and hospitality group that is expanding. once again, i would be a minor, passive investor. 3 - OBA Name: Thumbstoppers Investment-related? No OBA Address: 5001 W Lemon St, Tampa FL 33609 OBA Nature: ThumbStopper® is a solution for brands to amplify their content through their retailers' social media network at the local level Position, Title, or Relationship with the OBA: Passive Investor OBA Start Date: 5/1/2023 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Zero, I will be a Passive Investor and have no dealings or input with the company's day to day operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-06
S65 Uniform Investment Adviser Law Examination 2000-08-01
S63 Uniform Securities Agent State Law Examination 1993-11-02
  • S66 Uniform Combined State Law Examination
    2012-11-06
  • S65 Uniform Investment Adviser Law Examination
    2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    1993-11-02
Other Names
  • Pete Winters

View on SEC IAPD

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