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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-23 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
200 Berkeley St, Boston, MA 02116 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds, Llc | Tampa | FL | 05/2012 | Present |
| Manulife Asset Management (Us) Llc | Boston | MA | 06/2012 | Present |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
1 - OBA Name: Forbici LLC, aka Better Byrd LLC Investment-related? No OBA Address: 1904 S Macdill Avenue, Tampa, FL 33629 OBA Nature: Restaurant Position, Title, or Relationship with the OBA: passive investor OBA Start Date: 6/1/2019 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: none 2 - OBA Name: Next Level Brands Investment-related? No OBA Address: 1311 N Westshore Blvd #200, Tampa, FL 33607 OBA Nature: Next Level Brands is to elevate the culinary landscape of Tampa Bay by creating a collection of highly lauded dining experiences. Inspired by the culture of hospitality, concepts will be warm and inviting gathering spaces with innovative cuisine and first-class service; where eating and drinking together is a way of bonding, building connections and making memorable experiences. Position, Title, or Relationship with the OBA: Passive Investor OBA Start Date: 6/1/2021 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: i have zero responsibilities and it will take up zero of my time. this is a restaurant and hospitality group that is expanding. once again, i would be a minor, passive investor. 3 - OBA Name: Thumbstoppers Investment-related? No OBA Address: 5001 W Lemon St, Tampa FL 33609 OBA Nature: ThumbStopper® is a solution for brands to amplify their content through their retailers' social media network at the local level Position, Title, or Relationship with the OBA: Passive Investor OBA Start Date: 5/1/2023 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: Zero, I will be a Passive Investor and have no dealings or input with the company's day to day operation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-06 |
| S65 | Uniform Investment Adviser Law Examination | 2000-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-02 |
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