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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Investors Dist Co | Charlotte | NC | 01/2016 | 02/2017 |
| Allstate Life Insurance Co | Northbrook | IL | 03/2017 | 08/2018 |
| Brighthouse Financial, Llc | Charlotte | NC | 08/2018 | 10/2022 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 01/2023 | 12/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2022 | 12/2024 |
| Charles Schwab & Co., Inc. | Waxhaw | NC | 12/2024 | Present |
| Schwab Wealth Advisory, Inc. | Waxhaw | NC | 12/2025 | Present |
1) Dynamic Learning Compassion | Investment Related:No|Nonprofit Charitable Organizations|Board member|7/20/2026|Less than 20|0|I will attend quarterly board meetings and events from time to time.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-03-03 |
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