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Current Employers
Consolidated Portfolio Review Corp

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-22
NV RA APPROVED 2022-09-22
TX RA APPROVED_RES 2022-09-09
  • AZ RA
    APPROVED
    Since 2022-09-22
  • NV RA
    APPROVED
    Since 2022-09-22
  • TX RA
    APPROVED_RES
    Since 2022-09-09

Branch Locations

2298 W. Horizon Rd Pkwy Ste 106, Henderson, NV 89052 • United States

8030 E. Spouse Dr, Ste A, Prescott Valley, AZ 86314 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 12/2003 08/2017
National One Tax Advisors Henderson NV 01/2010 Present
Western International Securities, Inc. Pasadena CA 08/2017 09/2022
Vanderbilt Securities, Llc Woodbury NY 09/2022 Present
Consolidated Portfolio Review Woodbury NY 09/2022 Present
  • 12/2003 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 01/2010 → Present
    National One Tax Advisors
    Henderson, NV
  • 08/2017 → 09/2022
    Western International Securities, Inc.
    Pasadena, CA
  • 09/2022 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 09/2022 → Present
    Consolidated Portfolio Review
    Woodbury, NY
Previous Registrations
  • 2017-08-21 → 2022-09-08
    Western International Securities, Inc.
    Prescott Valley, AZ
    Henderson, NV
    Northridge, CA
  • 2010-10-07 → 2017-08-21
    Financial West Group
    Henderson, NV
    Henderson, NV
    Northridge, CA
    Henderson, NV
Other Businesses

1) National One Tax Advisors; Non Investment-Related. Start date: 01/01/2010. Address: 2298 W. Horizon Ridge Pkwy, Ste. 106, Henderson, NV 89052; Tax Preparations Services; Part Owner 2) National One Insurance Advisors; Non Investment-Related; Start date: 01/01/2010. Address: 2298 W. Horizon Ridge Pkwy, Ste. 106, Henderson, NV 89052; Life Insurance & Annuity Agency; Insurance Agent/Co-Owner 3) National One Advisors; Investment Related; 2298 W. Horizon Ridge Pkwy, Ste 106, Henderson NV 89052; DBA name used for all securities business; part owner. 4)Starlight Mountain Properties LLC. Not Investment related. Start date: 04/01/2023 Address: 622 N. Parawan St Henderson Nevada, 89015. Title: Part Owner and Manager of LLC. Duties: Purchase Real Estate, Rehab properties, Co-manage AirBNB's and sell properties.. Time spent during regular hours:5%. 5) Luxe Cheesecakes and desserts. Not investment related. Start date: 04/05/2024. Address: 622 N Parawan St, Henderson Nevada, 89015. Title: Helper. Duties: Help with preparing the truck and moving it from different locations, I will be assisting her in running the business.. Time spent during regular hours: 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-06
S63 Uniform Securities Agent State Law Examination 1993-12-18
  • S65 Uniform Investment Adviser Law Examination
    2010-10-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-18
Other Names
  • Scott Mrozek

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