Michele Irene Lee

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 10/2019
  1St Global Capital Corp
  Cranford, NJ
• 02/2007 → 10/2019
  1St Global Advisors, Inc.
  Parsippany, NJ
• 04/2008 → 09/2025
  Avantax Insurance Services
  Parsippant, NJ
• 01/2015 → 12/2022
  Headquarters Advisory Group, Llc
  Parsippany, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Parsippany, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Parsippany, NJ
• 08/2021 → Present
  Avantax Planning Partners, Inc.
  Parsippany, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Parsippany, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Parsippany, NJ
  Dallas, TX
  High Bridge, NJ
• 2015-02-27 → 2021-12-31
  Headquarters Advisory Group, Llc
  Parsippany, NJ
• 2007-03-09 → 2019-10-25
  1St Global Advisors Inc
  Parsippany, NJ

Other Businesses

1) HIGH BRIDGE BOROUGH MAYOR POSITION: Mayor NATURE: Elected to serve as High Bridge Borough Mayor. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/03/2019 ADDRESS: 22 W Main St, High Bridge NJ 08829, US; Promoting the town, representing best interests and supporting the community. Managing budget (with Committees), administration of Borough

Exams

• S66 Uniform Combined State Law Examination
  2007-02-16
• S63 Uniform Securities Agent State Law Examination
  1993-12-09