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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-04
TX RA APPROVED_RES 2019-11-01
  • MN RA
    APPROVED
    Since 2019-11-04
  • TX RA
    APPROVED_RES
    Since 2019-11-01

Branch Locations

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 05/2009 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 11/2016 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 11/2019
Wells Fargo Advisors Financial Network, Llc Wayzata MN 11/2019 Present
Previous Registrations
Other Businesses

FRL INVESTMENTS; INVESTMENT RELATED; WAYZATA,MN; 100% OWNERSHIP; START DATE 11/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER OF THE FINET PRACTICE. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 6/1/2009, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY - 1943; INV RELATED; BLAINE, MN; RENTAL;100% OWNERSHIP; START DATE: 02/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | LEGRAND GP LLC ; INV RELATED; BLAINE, MN; MERCHANT PARTNERSHIP.;90% OWNERSHIP;START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-29
S63 Uniform Securities Agent State Law Examination 1993-12-22
  • S65 Uniform Investment Adviser Law Examination
    1993-12-29
  • S63 Uniform Securities Agent State Law Examination
    1993-12-22
Designations
Other Names
  • Fred Richard Legrand
  • Fred Richard Le Grand

View on SEC IAPD

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