Fred Legrand

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-11-04
TX	RA	APPROVED_RES	2019-11-01

MN RA
APPROVED

Since 2019-11-04
TX RA
APPROVED_RES

Since 2019-11-01

Branch Locations

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	05/2009	11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Minneapolis	MN	11/2016	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	11/2019
Wells Fargo Advisors Financial Network, Llc	Wayzata	MN	11/2019	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → 11/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN
11/2016 → 11/2019

Wells Fargo Clearing Services, Llc

Minneapolis, MN
11/2019 → Present

Wells Fargo Advisors Financial Network, Llc

Wayzata, MN

Previous Registrations

2016-11-23 → 2019-11-01

Wells Fargo Clearing Services, Llc

Wayzata, MN

Minneapolis, MN
2016-11-15 → 2016-12-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Minneapolis, MN
2007-03-23 → 2016-11-16

Wells Fargo Clearing Services, Llc

Minneapolis, MN
1999-02-25 → 2006-12-18

Ubs Financial Services Inc.

Minneapolis, MN

Minneapolis, MN

Other Businesses

FRL INVESTMENTS; INVESTMENT RELATED; WAYZATA,MN; 100% OWNERSHIP; START DATE 11/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER OF THE FINET PRACTICE. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2001, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 6/1/2009, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY - 1943; INV RELATED; BLAINE, MN; RENTAL;100% OWNERSHIP; START DATE: 02/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; | LEGRAND GP LLC ; INV RELATED; BLAINE, MN; MERCHANT PARTNERSHIP.;90% OWNERSHIP;START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-29
S63	Uniform Securities Agent State Law Examination	1993-12-22

S65 Uniform Investment Adviser Law Examination

1993-12-29
S63 Uniform Securities Agent State Law Examination

1993-12-22

Designations

Certified Financial Planner

Other Names

Fred Richard Legrand
Fred Richard Le Grand

View on SEC IAPD