Richard Lance Morse

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 12/2015 → Present
  Bank Of America, N.A.
  Melville, NY

Other Businesses

I*795254 Entity Type: For Profit Name of outside business organization: Blue Heaven LLC Investment related: No Address of business: Commack, New York, 11725 Position, title, association: General Partner/Managing Member, Start date of relationship: 4/6/2022 Number of hours devoted: 2 hrs Yearly Number of hours devoted during trading hours: 0 Duties: I will be sole member of LLC. The purpose is for the LLC to hold limited partnership shares of a real estate investment that has already been approved by the firm. I*3556270 Entity Type: Charitable Name of OBA: Hofstra Hillel Address: Hempstead, New York, 11549 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Provide a resource and community for Jewish students at Hofstra. Help executive director and other board members fulfill the mission. This includes helping to set policy. Day to day operations are handled by the Executive Director.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-04
• S63 Uniform Securities Agent State Law Examination
  1993-12-14