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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| KY | RA | APPROVED | 2016-11-28 |
Branch Locations
313 East 10Th Avenue, Bowling Green, KY 42101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bowling Green | KY | 11/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Bowling Green | KY | 11/2016 | Present |
| Non-Variable Insurance | Bowling Green | KY | 05/2017 | Present |
| Ben Smith Life Compass Financial, Inc. | Bowling Green | KY | 09/2018 | Present |
| Securities Service Network, Inc. | Beaver Dam | KY | 07/1997 | 11/2016 |
(1)Name of Business: Address: 2028 Nashville Road, Bowling Green, KY, 42101, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/23/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing agent to old business (2)Name of Business: Ben Smith Life Compass Financial, Inc. Address: 313 East 10th Ave, Bowling Green, KY, 42101, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/10/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Daily office assistant and assist Branch Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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