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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-19 |
Branch Locations
Kansas City, MO • United States
Santa Rosa, CA • United States
Northfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Merriam | KS | 06/2007 | Present |
1. 8/23/2021 - Kansas City Chiefs Football Club - Not Investment Related - One Arrowhead Drive, Kansas City MO 64129 - Outside/W-2 Employment - Guest Services Rep - Start Date: 8/7/2021 - 16 Hours Per Month/0 Hours During Securities Trading - Checking tickets and helping fans during football games.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-23 |
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