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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-19
  • MO RA
    APPROVED
    Since 2024-07-19

Branch Locations

Kansas City, MO • United States

Santa Rosa, CA • United States

Northfield, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Merriam KS 06/2007 Present
  • 06/2007 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Merriam, KS
Previous Registrations
Other Businesses

1. 8/23/2021 - Kansas City Chiefs Football Club - Not Investment Related - One Arrowhead Drive, Kansas City MO 64129 - Outside/W-2 Employment - Guest Services Rep - Start Date: 8/7/2021 - 16 Hours Per Month/0 Hours During Securities Trading - Checking tickets and helping fans during football games.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-29
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    2006-03-29
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23
Other Names
  • Missy Jacobs

View on SEC IAPD

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