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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-15 |
| PA | RA | APPROVED | 2016-10-07 |
Branch Locations
211 Welsh Pool Road Suite 104, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Exton | PA | 12/2012 | 10/2016 |
| Raymond James Financial Services, Inc. | Exton | PA | 10/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Exton | PA | 10/2016 | Present |
| Alliger Financial | Exton | PA | 10/2016 | Present |
| Alliger Capital Management | Exton | PA | 10/2016 | Present |
(1)Name of Business: ABE LLC Address: 689 Red Bone Rd, Chester Springs, PA, 19425, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/04/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Create & Design promotional displays. Market to individuals and businesses for branding gifts. (2)Name of Business: Alliger Capital Management Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President (3)Name of Business: Alliger Financial Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-07 |
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