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Bradford Davis Alliger

Raymond James Financial Services Advisors, Inc

Exton, PA

CRD 2410718

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-15
PA RA APPROVED 2016-10-07
  • TX RA
    APPROVED
    Since 2016-11-15
  • PA RA
    APPROVED
    Since 2016-10-07

Branch Locations

211 Welsh Pool Road Suite 104, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Exton PA 12/2012 10/2016
Raymond James Financial Services, Inc. Exton PA 10/2016 Present
Raymond James Financial Services Advisors Inc. Exton PA 10/2016 Present
Alliger Financial Exton PA 10/2016 Present
Alliger Capital Management Exton PA 10/2016 Present
Previous Registrations
Other Businesses

(1)Name of Business: ABE LLC Address: 689 Red Bone Rd, Chester Springs, PA, 19425, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/04/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Create & Design promotional displays. Market to individuals and businesses for branding gifts. (2)Name of Business: Alliger Capital Management Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President (3)Name of Business: Alliger Financial Address: 211 Welsh Pool Rd Ste 104, Exton, PA, 19341, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/05/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-20
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1995-07-20
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Bradford Davis Alliger
  • Bradford Alliger
  • Bradford Davis Alliger

View on SEC IAPD

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