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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED_RES | 2016-08-04 |
| DC | RA | APPROVED | 2013-09-23 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
Bethesda, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Washington | DC | 09/2013 | Present |
TRUSTEE FOR MY BROTHER IN LAWS IRREVOCABLE TRUST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-15 |
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