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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-12
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

17 Lambert Drive, Sparta, NJ 07871 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 12/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Sparta NJ 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 12/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Sparta, NJ
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Sparta, NJ
  • 2008-12-09 → 2012-07-02
    First Allied Securities, Inc.
    Sparta, NJ
    Red Bank, NJ
    San Diego, CA
  • 2005-12-20 → 2008-12-09
    First Montauk Securities Corp.
    Sparta, NJ
    Red Bank, NJ
    Sparta, NJ
  • 2002-06-21 → 2005-12-21
    Rockaway, NJ
Other Businesses

1.)AL ELNASSER; OWNER; REAL ESTATE; START DATE:10/1/1998 2.) VIRTUE WEALTH MANAGMENT, LLC; WEALTH ADVISOR; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES); START DATE 08/11/2021; 160 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-03
S63 Uniform Securities Agent State Law Examination 1999-11-04
  • S65 Uniform Investment Adviser Law Examination
    2000-01-03
  • S63 Uniform Securities Agent State Law Examination
    1999-11-04
Other Names
  • Al Nasser

View on SEC IAPD

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