James Lawrence Liddy

Current Employers

Alvista Wealth Consulting, Llc

Greenwood Village, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2019-10-18

CO RA
APPROVED

Since 2019-10-18

Branch Locations

Greenwood Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The New England Guild, Inc.	Hartford	CT	09/2005	Present

09/2005 → Present

The New England Guild, Inc.

Hartford, CT

Previous Registrations

2008-03-25 → 2011-11-23

New England Guild Wealth Advisors, Inc.

Avon, CT

Other Businesses

OWNER OF JAMES LIDDY PHOTOGRAPHY, A NON INVESTMENT-RELATED, PART-TIME BUSINESS OFFERING A PORTFOLIO OF PHOTOGRAPHS FOR LICENSED USE BY BUSINESSES AND ORGANIZATIONS. THIS BUSINESS IS RUN FROM THE HOME ADDRESS AFTER SECURITIES TRADING HOURS AND REQUIRES ABOUT 10 HOURS PER MONTH.