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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2018-03-30 |
| WY | RA | APPROVED | 2017-07-19 |
| TX | RA | APPROVED_RES | 2013-01-28 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
13321 California St, Omaha, NE 68154 • United States
301 S 12Th St, Lincoln, NE 68508 • United States
921 Walnut St, Boulder, CO 80302 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 07/1986 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-06-02 |
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