Randy Harris Schild

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-05-03
TX	RA	APPROVED_RES	2016-09-28
CA	RA	APPROVED	2013-04-12

FL RA
APPROVED

Since 2021-05-03
TX RA
APPROVED_RES

Since 2016-09-28
CA RA
APPROVED

Since 2013-04-12

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indian Wells	CA	04/2013	Present
Bank Of America, N.A.	Indian Wells	CA	05/2013	Present

04/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indian Wells, CA
05/2013 → Present

Bank Of America, N.A.

Indian Wells, CA

Previous Registrations

2009-06-01 → 2013-05-01

Morgan Stanley

Palm Desert, CA
2001-04-23 → 2009-06-01

Citigroup Global Markets Inc.

Palm Desert, CA

Other Businesses

I*124352 For profit or not for profit: For-Profit Organization Name of outside business organization: Motzart Travel Inc. Investment related: N Address of business: Rancho Mirage, California 92270 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 6/20/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is my wife's Company. I will be listed as the treasurer to help her pay the bills. No compensation. I*: 1828267 Entity Type: Entity Charitable Name of OBA: Investment Committee of the Jacobson Community Foundation Address: Boca Raton, FL Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/11/2024 Number of Hours: 4 hrs monthly Number of Hours during trading: 0 Duties: Advise on Direction of Foundation asset allocation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-22
S63	Uniform Securities Agent State Law Examination	1993-11-05

S65 Uniform Investment Adviser Law Examination

1993-11-22
S63 Uniform Securities Agent State Law Examination

1993-11-05

View on SEC IAPD