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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
286 W Main St Suite 101, Fort Kent, ME 04743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Fort Kent | ME | 09/1993 | 11/2024 |
| Prudential Insurance Company Of America | Fort Kent | ME | 09/1993 | Present |
| Lpl Enterprise, Llc | Fort Kent | ME | 11/2024 | Present |
1) 10/23/2024- University of Maine System Board of Trustees- Non-Profit Board Member- Trustee for University of Maine System, Member of Executive, Investment, Academic & Student Affairs and Audit Committees. Also serve as Trustee Representative on University of Maine Foundation.- Not INV Related- Fort Kent, ME- Start date 03/01/2017- 5 HRS MTH- 4 HRS During Trading 2) 03/11/2025 - Comparion Insurance Agency- Property and Casualty- Sales and service of personal lines property and casualty insurance policies- inv. related- at Boston, MA- start date 04/01/2024- 60hrs/mnth-35hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-23 |
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