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Shari Lee Hilliard

Wells Fargo Clearing Services, LLC

Tyler, TX

Tyler, TX

CRD 2409993

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-28
  • TX RA
    APPROVED
    Since 2016-04-28

Branch Locations

Tyler, TX • United States

6101 S Broadway Ste 110 [Support Center], Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tyler TX 04/2009 11/2016
Wells Fargo Clearing Services, Llc Tyler TX 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-28
S63 Uniform Securities Agent State Law Examination 2013-09-19
  • S65 Uniform Investment Adviser Law Examination
    2016-04-28
  • S63 Uniform Securities Agent State Law Examination
    2013-09-19
Other Names
  • Shari Coffman
  • Sharon Lee Coffman
  • Shari Lee Hicks
  • Sharon L Hicks
  • Sharon L Hilliard
  • Sharon Lee Land
  • Shari Lee Land
  • Shari L Hilliard
  • Shari Coffman
  • Shari Hilliard

View on SEC IAPD

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