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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-25
GA RA APPROVED 2008-03-12
  • TX RA
    APPROVED
    Since 2016-08-25
  • GA RA
    APPROVED
    Since 2008-03-12

Branch Locations

2338 Hwy 54 W, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Fayetteville GA 05/2009 Present
Previous Registrations
Other Businesses

TRUSTEE FOR PRACTICE 401K PLANS (4); INV RELATED; PEACHTREE CITY, CA; START: 1/1/09; 0 HR/MO; 0 DURING TRADING. M.E.B., LLC, INVT RELATED, PEACHTREE CITY, GA, 22% OWNERSHIP, START DATE 3/1/2008, 200 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-09
S63 Uniform Securities Agent State Law Examination 1994-01-27
  • S66 Uniform Combined State Law Examination
    2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-01-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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