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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2009-01-02
  • KY RA
    APPROVED
    Since 2009-01-02

Branch Locations

306 West Main St, Danville, KY 40422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Danville KY 12/2007 Present
Raymond James Financial Services Advisors, Inc Danville KY 01/2009 Present
Farmers National Bank Danville KY 02/2004 Present
Previous Registrations
  • 2004-02-18 → 2007-12-03
    Cetera Investment Services Llc
    Danville, KY
    Danville, KY
    Harrodsburg, KY
    Stanford, KY
Other Businesses

(1)Name of Business: First Christian Church of Danville Address: 555 E Lexington Avenue, Danville, KY, 40422, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee: Develop, monitor, and review financial policies. Help develop budget. Help treasurer with oversight of finances. (2)Name of Business: First Christian Church of Danville KY Address: 555. E. Lexington Ave, Danville, KY, 40422, United States Activity Type: Religious Position/Title: Other, Deacon Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Deacon and Trustee (3)Name of Business: FNB Investment Services Address: 306 W Main St, Danville, KY, 40422, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the DBA marketing name for our Bank's brokerage department. I am the Branch manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1993-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1993-12-07

View on SEC IAPD

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