Richard K Poole

South Elgin, IL

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-12-13
TX	RA	APPROVED	2023-12-13

IL RA
APPROVED

Since 2023-12-13
TX RA
APPROVED

Since 2023-12-13

Branch Locations

460 Briargate Dr Suite 100, South Elgin, IL 60177 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hartford Investment Financial Services, Llc	St. Charles	IL	02/2004	12/2023
Edward Jones	St Louis	MO	12/2023	Present

02/2004 → 12/2023

Hartford Investment Financial Services, Llc

St. Charles, IL
12/2023 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-22

S63 Uniform Securities Agent State Law Examination

1996-08-22

Designations

Other Names

Richard Kenneth Poole
Richard Kenneth Poole

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

FIFTH THIRD SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

PNC WEALTH MANAGEMENT LLC

AE WEALTH MANAGEMENT, LLC

EAGLE STRATEGIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JUSTIN PHILIP WILSON

Mirko Reithofer

KYLE STEVEN KLOSOWICZ

Donald Raymond Gaylord

Brooke K Gaylord

Other Offices

EDWARD JONES · SOUTH ELGIN, IL

LPL FINANCIAL LLC · SOUTH ELGIN, IL

FIFTH THIRD SECURITIES, INC. · SOUTH ELGIN, IL

J.P. MORGAN SECURITIES LLC · SOUTH ELGIN, IL

EDWARD JONES · SOUTH ELGIN, IL

EDWARD JONES · ELGIN, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Elgin, IL

LPL FINANCIAL LLC · ELGIN, IL

More in South Elgin, IL

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