Mitchell Aaron Tokowitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 07/2020
  E*Trade Securities Llc
  Farmington, MI
• 01/2009 → 07/2020
  E*Trade Capital Management Llc
  Farmington, MI
• 08/2020 → Present
  Lpl Financial, Llc
  Rochester, MI

Previous Registrations

• 2009-01-08 → 2020-07-21
  Harrisdirect Llc
  Arlington, VA
  Farmington Hills, MI
• 2004-07-19 → 2007-02-13
  Ameriprise Advisor Services, Inc.
  West Bloomfield, MI
  West Bloomfield, MI

Other Businesses

1. 6/7/2021 - Walnut Beech Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/16/2021 - 1 Hours Per Month/1 Hours During Securities Trading. 2. 10/04/2021 - MITCHELL TOKOWITZ - Investment Related - Home Based - Tax Prep/Accounting/CPA - Tax Preparer - Start Date: 09/30/2021 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-27
• S63 Uniform Securities Agent State Law Examination
  1994-01-14

Other Names

• Michell Aaron Tokowitz