William George James

Current Employers

Employment History

• 12/2006 → 06/2025
  Dynasty Advisors Llc Wealth Management
  Iselin, NJ
• 08/2008 → 09/2016
  Securities America, Inc.
  Iselin, NJ
• 08/2008 → 09/2016
  Securities America Advisors, Inc.
  Iselin, NJ
• 05/2013 → 06/2025
  National Life Of Vermont
  Iselin, NJ
• 09/2016 → 06/2025
  Commonwealth Financial Network
  Waltham, MA
• 07/2025 → Present
  Kestra Investment Services, Llc
  Doylestown, PA
• 07/2025 → Present
  Kestra Advisory Services, Llc
  Doylestown, PA

Previous Registrations

• 2016-09-30 → 2025-07-31
  Commonwealth Financial Network
  Doylestown, PA
  Waltham, MA
  Marlboro, NJ
  Freehold, NJ
  North Wales, PA
• 2008-08-08 → 2016-09-30
  Securities America Advisors, Inc.
  Valley Township, PA
  Iselin, NJ
  Doylestown, PA
  Doylestown, PA
• 2006-11-29 → 2008-08-11
  Cetera Advisors Llc
  Devon, PA
  Devon, PA
  Iselin, NJ
• 2001-03-15 → 2007-05-07
  Smart Financial Advisors, Llc
  Devon, PA

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/31/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BUD JAMES PHOTOGRAPHY POSITION: owner / photographer NATURE: Fine art photography INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2016 ADDRESS: 111 Baker Place, North Wales PA 19454-4445, United States DESCRIPTION: Fine art and travel photography and printing. Photography instructor and lecturer. Name: WILLIAM G. JAMES POSITION: Adjunct Professor NATURE: Part time adjunct professor at Delaware Valley University INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2016 ADDRESS: 111 Baker Place, North Wales PA 19454-4445, United States DESCRIPTION: Occasional part time professor for business school. Name: DYNASTY ADVISORS LLC FIXED INSURANCE POSITION: member and agent NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/29/2016 ADDRESS: 303 West Main Street, Suite 410, Freehold NJ 07728, United States DESCRIPTION: Sale and service of fixed insurance as noted above. Name: DYNASTY ADVISORS, LLC POSITION: Member / Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 140 SECURITIES TRADING HOURS: 128 START DATE: 08/01/2025 ADDRESS: 60 Green Street, Suite 2, Doylestown PA 18901, United States DESCRIPTION: Investment and insurance sales and service. Advisor for all the above.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-29

Designations

Other Names

• William G James
• Bud James