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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
450 Lexington St Ste 202, Auburndale, MA 02466 • United States
Newton, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Auburndale | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Auburndale | MA | 03/2020 | Present |
Business Ownership; Broad Reach Holdings LLC; Owner; Setting Up LLC for tax purposes; 450 Lexington St, Suite 202, Newton, MA, 02466; Investment-Related; 06/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; DBG Lexington ST LLC; Creating an LLC to hold real estate (office condo); 450 Lexington ST. Newton, MA . 02466, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / QL Group LLC; To pay employee payroll; 450 Lexington St, Newton, MA, ,; Not Investment-Related; 10/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / 15 Broadway LLC; Moving investment property into LLC; 15 Boradway St, , Newton, MA, 2460; Not Investment-Related; 07/31/2020; 1 to 9 hours per month; 0 during trading hours / 9 - 11 Morton St LLC; Investment property; 9 - 11 Morton St, , Watertown, MA, 2472; Not Investment-Related; 07/31/2020; 1 to 9 hours per month; 0 during trading hours / Falmouth Yacht Club Finance Committee; Member of FYC finance committee. Meet with the committee to look at the club's finances on a monthly basis. Cash flow analysis, monthly expenses, future needs of restaurant , bar and waterfront.; 290 Clinton Ave, , Falmouth, MA, 02540; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-24 |
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