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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-17 |
| CA | RA | APPROVED | 2008-12-10 |
Branch Locations
15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 12/2008 | Present |
REAL ESTATE INVESTMENT - OWNER OF 3-UNIT APARTMENT BUILDING - STARTED OCT 2014 - ZERO HRS DURING BSNSS HRS - 2 HRS PER WEEK DURING NON-BSNSS HRS - INGLEWOOD, CA - NO CONFLICTS OF INTERESTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-12-16 |
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