Cory Regan Mcdaniel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Lpl Financial Llc
  Vancouver, WA

Previous Registrations

• 2005-08-18 → 2007-11-14
  Laurus Wealth Management
  Vancouver, WA
• 2001-12-07 → 2003-12-01
  Veravest Investment Advisors, Inc.
  Vancouver, WA

Other Businesses

1. 12/19/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE 2. 04/08/2009: LAURUS FINANCIAL GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3. 01/09/2013: CO-DAD INCORPORATED - FOR ACCOUNTING PURPOSES ONLY - PRESIDENT. DUTIES: MANAGE THE BUSINESS 4. 5/14/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 4/30/2021 - 1 Hours Per Month/1 Hours During Securities Trading - Perform notary services for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-11
• S63 Uniform Securities Agent State Law Examination
  1993-10-27