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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-30 |
| SD | RA | APPROVED | 2011-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rapid City | SD | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 11/2016 | Present |
TBD RENTAL PROPERTY VIA TURO, NOT INV RELATED, RAPID CITY, SD, 100% OWNERSHIP WITH SPOUSE, START 4/1/2024, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, RENTING OUT VEHICLE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
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