David L. Ferland

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 08/2021
  Ameriprise Financial Services, Inc.
  York, ME
• 08/2021 → 05/2024
  Lincoln Financial Securities Corporation
  York, ME
• 05/2024 → Present
  Lpl Financial Llc
  York, ME

Previous Registrations

• 2021-08-23 → 2024-05-22
  Osaic Fs, Inc.
  Rumford, ME
  York, ME
  York, ME
  Greensboro, NC
• 2012-08-17 → 2021-08-24
  Ameriprise Financial Services, Llc
  York, ME
• 2007-10-09 → 2012-08-20
  Invest Financial Corporation
  Concord, NH
  York, ME

Other Businesses

1) 04/26/2024 - YFS, LLC - Business Entity For Tax/Investment Purposes Only - ME 03909 - Non investment related - 152 Hours per month - Start date: 10/01/2007. 2) 04/26/2024 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 150 Hours per month. 3) 04/26/2024 - Lennox Insurance and Financial, LLC - Insurance Agency - Agent/Owner - Selling: Term, Whole, Fixed Annuity, Health, Medicare - ME 04276 - Investment related - 5 Hours per month - Start date: 10/01/2021. 4) 04/26/2024 - DL Properties, LLC - Business Entity For Tax/Investment Purposes Only - Unused entity - ME 03909 - Non investment related - 1 Hour per month - Start date: 08/01/2004.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-04
• S63 Uniform Securities Agent State Law Examination
  2006-09-27