John Gary Gustafson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Fusion Financial Group
  Elmsford, NY
• 04/2016 → Present
  Kestra Investment Services, Llc.
  Chappaqua, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Chappaqua, NY

Other Businesses

Business Name: Ash Brokerage Investment Related: No Address: 7609 W Jefferson Blvd Fort Wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: Other,I have no role. They are my general agent for life insurance Start Date: 4/20/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I use Ash for my clients insurance needs. We underwrite cases thorough them. Business Name: Gustafson Wealth Management Investment Related: Yes Address: 57 S Bedford Road Chappaqua NY 10514 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/15/2014 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client investment advice Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Westchester Benefits Investment Related: No Address: Columbus Avenue Valhalla NY 10595 Nature of Business: Insurance Position, Title or Relationship: Other,I have no role. I write health insurance and long term care through them Start Date: 4/20/2003 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-08
• S63 Uniform Securities Agent State Law Examination
  1993-10-30