David Walter Miller

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2011-10-24

MT RA
APPROVED

Since 2011-10-24

Branch Locations

Polson, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	10/2011	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2011	Present

10/2011 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2011 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2000-04-10 → 2011-10-21

Securities America Advisors, Inc.

Polson, MT

Missoula, MT

Polson, MT

Other Businesses

1.DAVID MILLER, Polson MT, 01/1994, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO 4 Trading 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA,INV REL, 10/24/11, INV REL-20/WK-20/TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-05
S63	Uniform Securities Agent State Law Examination	1993-10-12

S65 Uniform Investment Adviser Law Examination

1994-11-05
S63 Uniform Securities Agent State Law Examination

1993-10-12

View on SEC IAPD