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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-02
  • NJ RA
    APPROVED
    Since 2018-11-02

Branch Locations

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Livingston NJ 11/2012 11/2018
Ferraro Agency, Ltd New City NY 10/2002 Present
Royal Alliance Associates, Inc. New City NY 11/2018 Present
  • 11/2012 → 11/2018
    Jhfn Sii
    Livingston, NJ
  • 10/2002 → Present
    Ferraro Agency, Ltd
    New City, NY
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    New City, NY
Previous Registrations
  • 2013-02-19 → 2018-11-02
    Signator Investors, Inc.
    New City, NY
    Livingston, NJ
Other Businesses

1. Insurance Broker: Health and Group Benefits, various carriers, start 10/2013, approx 5 hrs mo, 5 trading hrs......... 2. Insurance Broker: Life, Annuities, LTC, DI, varies carriers, start 10/2013, approx 5 hrs mo, 5 trading hrs........... 3. EXECUTOR POSITION: executor NATURE: executor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/11/2021 ADDRESS: na, na NY 10956, United States DESCRIPTION: Executor to parents' will 4. LAFC CONSULTING, LLC POSITION: accountant NATURE: LAFC CONSULTING LLC, PARAMUS NJ INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2014 ADDRESS: 141 Morningside Rd, Paramus NJ 07652, United States DESCRIPTION: Accounting services are provided on an intermittent/ad hoc basis. Compensation and hours vary due to the intermittent nature of the work. 5. ACORN FINANCIAL SERVICES POSITION: Insurance broker NATURE: Insurance broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/20/2013 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Health and Group benefits - various carriers Life, Annuities, LTC, DI - various carriers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-03-20
  • S63 Uniform Securities Agent State Law Examination
    2013-03-20
Designations
Other Names
  • Lori Ann Ferraro
  • Lori A Colin

View on SEC IAPD

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