Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 06/2009 | Present |
*64606 - Sunnyvale ISD; Investment Related: No; Sunnyvale, Texas; Public Schools; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/1997; During Business Hours: 0; After Business Hours: 5; Administrative, Running for Political Office/Campaigning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-19 |
Reach out to this advisor