Kathleen Louise Tomori

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Previous Registrations

• 2002-01-08 → 2002-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

I*4012265 Entity Type: Fiduciary role Name of OBA: L. B T. TOD BENEFICIARIES ON FILE Address: Warminster, Pennsylvania, 18974 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/12/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Power of Attorney Parents

Exams

• S66 Uniform Combined State Law Examination
  2006-09-25
• S63 Uniform Securities Agent State Law Examination
  2002-01-07

Other Names

• Kathleen L Brilhante
• Kathleen Louise Tomori
• Kathleen Louise Brilhante
• Kathleen Louise Tomori
• Kathleen Tomori