Susan Dolores Natsios

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2010-12-03

NH RA
APPROVED

Since 2010-12-03

Branch Locations

6 Bedford Farms Drive Suite 109, Bedford, NH 03110 • United States

Dracut, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Nashua	NH	11/2010	Present

11/2010 → Present

Rbc Capital Markets, Llc

Nashua, NH

Previous Registrations

2008-08-06 → 2010-11-03

Nrp Advisors, Inc.

Nashua, NH
2008-01-01 → 2008-08-06

Wells Fargo Clearing Services, Llc

Nashua, NH
2005-09-28 → 2008-01-01

A. G. Edwards & Sons, Inc.

Nashua, NH

Nashua, NH

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-27
S63	Uniform Securities Agent State Law Examination	1994-01-27

S66 Uniform Combined State Law Examination

2005-09-27
S63 Uniform Securities Agent State Law Examination

1994-01-27

Other Names

Susan Dolores Krawczyk
Sue Natsios

View on SEC IAPD