Tony E Leal

Current Employers

Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-03
TX	RA	APPROVED	2010-01-04

NY RA
APPROVED

Since 2022-02-03
TX RA
APPROVED

Since 2010-01-04

Branch Locations

Fulshear, TX • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock Investments, Llc	New York	NY	07/2009	Present

07/2009 → Present

Blackrock Investments, Llc

New York, NY

Previous Registrations

2004-04-23 → 2009-07-09

Van Kampen Advisors Inc

Katy, TX

Houston, TX

Oakbrook Terrace, IL

Other Businesses

Fulshear Tax Prep; Tax work for individual tax payers in the community friends and family; Tax Preparer; Tax preparation for individuals in the community friends and family; 16 hrs/month; Start Date:02-01-2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-11
S63	Uniform Securities Agent State Law Examination	1994-06-29

S65 Uniform Investment Adviser Law Examination

1999-11-11
S63 Uniform Securities Agent State Law Examination

1994-06-29

Other Names

Tony E Leal
Tony Elizando Leal

View on SEC IAPD