Marcel Stephen Theriot

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 08/2023
  Cuso Financial Services, Lp
  San Diego, CA
• 12/2013 → 08/2023
  Generations Community Federal Credit Union
  San Antonio, TX
• 08/2023 → Present
  Houston Federal Cu
  Sugar Land, TX
• 06/2024 → Present
  Lpl Financial Llc
  Sugar Land, TX

Previous Registrations

• 2015-12-17 → 2023-08-25
  Cuso Financial Services, L.P.
  San Antonio, TX
  San Diego, CA
  San Antonio, TX
  San Antonio, TX
• 2010-08-24 → 2013-12-31
  Swbc Investment Company
  San Antonio, TX
• 2009-05-26 → 2010-08-03
  Tri-Star Advisors, Inc.
  Houston, TX
• 2007-10-19 → 2008-08-29
  Saracen Energy Advisors, Lp
  Houston, TX

Other Businesses

1) 06/07/2024 - HFCU Investment and Retirement services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 06/07/2024 - Houston Federal Credit Union - Financial Institution Duty - Chief Financial Officer - TX 77479 - Investment related - 200 Hours per month - Start date: 08/23/2023.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-08-14
• S65 Uniform Investment Adviser Law Examination
  2009-06-17

Other Names

• Marcel S Theriot