Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-30 |
Branch Locations
174 West Street Suite 113, Litchfield, CT 06759 • United States
555 Long Wharf Drive 11Th Floor , New Haven, CT 06511 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Litchfield | CT | 01/2016 | 04/2026 |
| Park Avenue Securities Llc | Litchfield | CT | 01/2016 | 04/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/1990; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: WOOSTER SQUARE ADVISORS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ADVISORY, INVESTMENT MANAGEMENT FOR INDIVIDUALS AND BUSINESSES; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 60; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISORY, INVESTMENT MANAGEMENT; 3. NAME OF OTHER BUSINESS: WATERBURY SYMPHONY ORCHESTRA; INVESTMENT RELATED: NO; ADDRESS: 550 CHASE PARKWAY, WATERBURY, CT 06708; NATURE OF BUSINESS: NONPROFIT / SYMPHONY ORCHESTRA; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS. SIT ON THE FINANCE COMMITTEE AND THE EXECUTIVE COMMITTEE; 4. NAME OF OTHER BUSINESS: PEACE AND PLENTY PARTNERSHIP LLC; INVESTMENT RELATED: NO; ADDRESS: LUDLOW, VT 05149; NATURE OF BUSINESS: MANAGEMENT OF PROPERTY; START DATE: 01/1995; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: REVIEW MANAGEMENT OF THE PROPERTY WHICH WAS PREVIOUSLY THE PRIMARY HOME FOR MY PARENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-14 |
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
Reach out to this advisor