Best Investors
Account
Sign in
Best Investors
Account
Sign in
1420 156Th Ave Ne Suite G, Bellevue, WA 98007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2004-01-21 |
Branch Locations
10210 Ne 8Th Street Suite 200, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thome Financial Management | Seattle | WA | 10/2003 | Present |
Thome Financial Management, LLC is also an insurance agency licensed to sell health, disability, long-term care and life insurance. This business is not investment-related and is located in the same physical office as Thome Financial's Investment Advisory business. Tony Thome is Thome Financial Management, LLC's only licensed insurance agent and has been since inception in January 2004. As the sole licensed agent, Tony Thome performs all duties related to the insurance agency, approximately 15 hours per month (none during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-10 |
Reach out to this advisor