Scott Allen Webb

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-03
TX	RA	APPROVED_RES	2017-10-26
MO	RA	APPROVED	2013-05-29

CO RA
APPROVED

Since 2025-03-03
TX RA
APPROVED_RES

Since 2017-10-26
MO RA
APPROVED

Since 2013-05-29

Branch Locations

42 Garden Ctr # 7, Broomfield, CO 80020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Smithville	MO	05/2013	Present

05/2013 → Present

Lpl Financial Llc

Smithville, MO

Previous Registrations

2011-08-08 → 2013-05-16

Pfs Investments Inc.

Kansas City, MO

Gladstone, MO

Other Businesses

1. 4/11/2016 - Webb Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-04
S63	Uniform Securities Agent State Law Examination	1993-11-30

S65 Uniform Investment Adviser Law Examination

2011-04-04
S63 Uniform Securities Agent State Law Examination

1993-11-30

View on SEC IAPD