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275 Hess Boulevard Suite 100, Lancaster, PA 17601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-09-26 |
Branch Locations
275 Hess Boulevard Suite 100, Lancaster, PA 17601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garcia Garman & Shea, Pc | Lebanon | PA | 10/2010 | Present |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 09/2012 | 10/2024 |
| Ambassador Advisors, Llc | Lancaster | PA | 09/2012 | Present |
| Osaic Wealth, Inc. | Lancaster | PA | 10/2024 | Present |
1.GARCIA GARMAN & SHEA, PC POSITION: Partner/General Partner NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITY TRADING HOURS: 150 START DATE: 9/2011 ADDRESS: 216 S 8th St, Lebanon, PA 17042 DESCRIPTION: Accounting, Tax Preparation, Oversee payroll preparation department 2. MOUNT GRETNA FOUNDATION. COMMUNITY ORGANIZATION - Treasurer. START DATE 5/2016. NOT SECURITIES RELATED. 1 HOUR DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 3. INDEPENDENT INSURANCE AGENT POSITION: AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2006 ADDRESS: 275 HESS BLVD, LANCASTER PA 17601 DESCRIPTION: SALES & SERVICE 4. FAITHWARD ADVISORS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 85 SECURITIES TRADING HOURS: 85 START DATE: 01/01/2024 ADDRESS: 275 Hess Blvd, Lancaster PA 17601, United States DESCRIPTION: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-14 |
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