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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2023-02-06 |
| NC | RA | APPROVED | 2022-04-02 |
| TX | RA | APPROVED | 2022-03-03 |
Branch Locations
1979 Eastwood Road Suite 104, Wilmington, NC 28403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | 03/2022 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | NC | 03/2022 | Present |
2)BOOK AUTHOR, "WHAT I REALLY WANT MY CHILDREN TO KNOW ABOUT MONEY?" , INVT RELATED, START DATE 1/1/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, AUTHOR.| 3)CO-TRUSTEE FOR FATHER'S IRREV TRUST; INV RELATED; WILMINGTON, NC; START: 3/30/2004; 0 HR/MO; 0 DURING TRADING.| 5)RENTAL PROPERTY; INV RELATED; WRIGHTSVILLE BEACH, NC; 50% OWNER; START DATE 3/8/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.| 6)ECO FRIENDLY FOODS, NOT INVT RELATED, , MONATA, VA, 7.6% OWNERSHIP WITH SPOUSE, START 10/16/2009, 0 HRS PER MONTH, DUTIES: NONE. | 7)TTEE FOR MOTHER, INV RELATED, WILMINGTON, NC, START 8/11/2007. | 8)RENTAL PROPERTY; INVESTMENT RELATED; CODY, WY; 100% OWNERSHIP WITH SPOUSE; START 11/28/2012; 1 HR PER MONTH, 1 HR DURING TRADING, LANDLORD.| 9) 10) SPOONFED FOOD GROUP LLC; NOT INV RELATED; WILMINGTON, NC; 19% OWNERSHIP WITH SPOUSE THROUGH MURFAM ASSOCIATES INC; START 6/25/2016; 1 HR/MO; 0 DURING TRADING, CAFE AND BAKE SHOP.| 12) CO-TRUSTEE FOR SPOUSE'S TRUST; INV. RELATED; WILMINGTON, NC; START DATE 12/1/2020; 0 HRS PER MONTH.| 13) J.R. MURCHISON & PARTNERS, LLC DBA THE MURCHISON GROUP, INVT RELATED, WILMINGTON, NC, 33.8% OWNERSHIP, START DATE 6/8/2021, 10 HRS PER MONTH, 5 HRS DURING TRADING, FINET PRACTICE.| 14) THE DAVIS COMMUNITY, INVT RELATED, WILMINGTON, NC, BOARD MEMBER/VICE CHAIR, START DATE 10/1/23, 3 HRS PER MONTH, 1 HRS DURING TRADING, ATTENDING BOARD AND COMMITTEE MEETINGS TO DISCUSS BUDGETS, STRATEGIC DIRECTION WHILE ASSISTING WITH EXECUTIVE, FINANCE, PROPERTY COMMITTEES AND CHAIR OF BOARD DEVELOPMENT COMMITTEE AS COMBINED ROLES UNDER VICE CHAIR TITLE.| 15) SPENCER MURCHISON LLC, INV RELATED, WILMINGTON, NC, 100% OWNERSHIP, START 12/3/24, 1 HR PER MONTH, 0 HRS DURING TRADING, HOLD RENTAL/VACATION PROPERTY;| MURFAM ASSOCIATES, INC. ; INV RELATED; WILMINGTON, NC; FAMILY BUSINESS;39% OWNERSHIP; START DATE: 10/15/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | WB SOUND 2 SEA, LLC; WILMINGTON, NC; LLC USED TO PURCHASE REAL ESTATE; 50% OWNERSHIP; START DATE 04/2/2026; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-01 |
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