Michael Lewis Druffner

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-28
OH	RA	APPROVED	2019-04-29

TX RA
APPROVED_RES

Since 2019-06-28
OH RA
APPROVED

Since 2019-04-29

Branch Locations

7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Bellbrook, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Centerville	OH	06/2009	11/2016
Wells Fargo Clearing Services, Llc	Centerville	OH	11/2016	04/2019
Raymond James & Associates	Centerville	OH	04/2019	Present

06/2009 → 11/2016

Wells Fargo Advisors Llc

Centerville, OH
11/2016 → 04/2019

Wells Fargo Clearing Services, Llc

Centerville, OH
04/2019 → Present

Raymond James & Associates

Centerville, OH

Previous Registrations

2009-06-16 → 2019-05-06

Wells Fargo Clearing Services, Llc

Miamisburg, OH
2002-02-15 → 2009-06-17

Stifel, Nicolaus & Company, Incorporated

Dayton, OH

Miamisburg, OH

Other Businesses

(1) Name of Business: BBMK Trinity LLC Address: 3751 Glory Drive, Bellbrook, OH, 45305, United States Activity Type: Rental Real Estate Position/Title: Officer - President, Owner/Proprietor Investment Related: Yes Start Date: 09/16/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchase, own, and maintain real estate properties.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-09
S63	Uniform Securities Agent State Law Examination	1993-10-29

S65 Uniform Investment Adviser Law Examination

1999-12-09
S63 Uniform Securities Agent State Law Examination

1993-10-29

View on SEC IAPD