Howard Martin Modell

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-09

NY RA
APPROVED

Since 2025-05-09

Branch Locations

Liverpool, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ibn Financial Services, Inc.	Liverpool	NY	01/2008	05/2025
Cambridge Investment Research, Inc.	Fairfield	IA	05/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2025	Present

01/2008 → 05/2025

Ibn Financial Services, Inc.

Liverpool, NY
05/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2021-07-16 → 2025-06-04

Ibn Financial Services, Inc.

Liverpool, NY

Liverpool, NY

Other Businesses

1) HOWARD MODELL, 4280 Altair Course, Liverpool NY 13090, 05/2025, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 10 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 05/09/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1993-10-15

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1993-10-15

View on SEC IAPD