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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-03
CA RA APPROVED 2014-05-08
  • TX RA
    APPROVED_RES
    Since 2015-09-03
  • CA RA
    APPROVED
    Since 2014-05-08

Branch Locations

2882 Sand Hill Road Suite 200, Menlo Park, CA 94025 • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Menlo Park CA 04/2014 Present
Previous Registrations
  • 2007-03-22 → 2014-05-01
    Palo Alto, CA
    Palo Alto, CA
  • 2006-01-01 → 2006-11-08
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-21
  • S66 Uniform Combined State Law Examination
    2005-12-21

View on SEC IAPD

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