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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-05-18 |
| NJ | RA | APPROVED | 2002-05-23 |
Branch Locations
500 Campus Drive, Florham Park, NJ 07932 • United States
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Florham Park | NJ | 09/1993 | Present |
1. 23 Roxiticus Road, LLC, Mendham NJ United States-07945, LLC Real Estate, Rental Property, Proprietor / owner, Maintain and manage the property, pay taxes, collect rent, start date-12/1/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-29 |
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