Ronald Martin Ivanick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-07-15
WA	RA	APPROVED	2024-05-01

HI RA
APPROVED

Since 2025-07-15
WA RA
APPROVED

Since 2024-05-01

Branch Locations

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Crown Capital Securities, Lp	Orange	CA	07/2005	05/2024
Lpl Financial Llc	Wenatchee	WA	05/2024	Present

07/2005 → 05/2024

Crown Capital Securities, Lp

Orange, CA
05/2024 → Present

Lpl Financial Llc

Wenatchee, WA

Previous Registrations

2017-01-03 → 2024-05-01

Crown Capital Securities, L.P.

Longview, WA

Wenatchee, WA

Wenatchee, WA

Longview, WA

Other Businesses

1) 05/01/2024 - FAMILY FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 2) 05/01/2024 - Real Estate Rental - Investment Related - Lincoln City, OR - Start Date 11/16/2023 - 1 Hour Per Month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-10
S66	Uniform Combined State Law Examination	1999-02-26

S65 Uniform Investment Adviser Law Examination

2015-06-10
S66 Uniform Combined State Law Examination

1999-02-26

View on SEC IAPD