Samuel Austin Stewart

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 10/2019
  Nationwide Insurance Company
  Columbus, OH
• 09/1999 → 10/2019
  Nationwide Securities, Llc
  Beckley, WV
• 10/2019 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2008-08-01 → 2019-10-08
  Nationwide Securities, Llc
  Beckley, WV
• 2005-05-31 → 2008-08-01
  1717 Capital Management Company
  Crab Orchard, WV
  Dublin, OH
  Beckley, WV

Other Businesses

1.SAM STEWART INSURANCE AGENCY, INC SINCE 01/2004. SHAREHOLDER. LOCATED AT 101 ELLISON AVE, BECKLEY WV. 1 TOTAL HR/MON, SPENDS 1 HOURS/MONTH DURING TRADING HOURS. NOT INVESTMENT RELATED. 2.Agent working with Infuse Insurance LLC in Beckley, WV since 11/2017. Spends .5 hours/month during trading hours. Not investment related. 3.Appointed other insurance companies to sell property/casualty insurance during normal market hours at the branch location. 4.Selling Surety Bonds, 03/2009. Agent,not investment related. Spends .25 hours during trading hours, .25 total. 5.Clearfork Valley Golf Course, 03/2013, Board Member Oversees meetings. Spends 1 total hours. 6.Wyoming County Economic Development Authority, 01/2005, Board Member, spends 2 total hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-16
• S63 Uniform Securities Agent State Law Examination
  1993-10-27

Other Names

• Samuel Austin Stewart
• Samuel A Stewart