Stephen Mitchell Burroughs

Current Employers

Capital Advisors Wealth Management, Llc

Chattanooga, TN • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-09-16
AL	RA	APPROVED	2011-10-06
GA	RA	APPROVED	2011-09-27

TN RA
APPROVED

Since 2025-09-16
AL RA
APPROVED

Since 2011-10-06
GA RA
APPROVED

Since 2011-09-27

Branch Locations

Chattanooga, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capital Advisors	Chattanooga	TN	05/1989	Present
Capital Advisors Wealth Management, Llc (157460)	Chattanooga	TN	09/2011	Present

05/1989 → Present

Capital Advisors

Chattanooga, TN
09/2011 → Present

Capital Advisors Wealth Management, Llc (157460)

Chattanooga, TN

Previous Registrations

2005-03-28 → 2011-11-04

Cambridge Investment Research Advisors, Inc.

Chattanooga, TN
2003-06-26 → 2005-03-28

Cambridge Investment Research, Inc.

Chattanooga, TN
2003-03-18 → 2003-06-27

Woodbury Financial Services, Inc.

Chattanooga, TN

Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)OWNER OF A RENTAL PROPERTY,2210 MORRIS HILL RD,CHATTANOOGA,TN 37421;START DATE: 9/1/07;DEVOTING 12 HR/YRLY NONE DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-22
S63	Uniform Securities Agent State Law Examination	1993-12-22

S65 Uniform Investment Adviser Law Examination

2002-03-22
S63 Uniform Securities Agent State Law Examination

1993-12-22

Other Names

Stephen M Burroughs
S. Mitchell Burroughs

View on SEC IAPD