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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| PA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall Street Financial Group | Fairport | NY | 09/1999 | 09/2016 |
| Cascade Financial | Montoursville | PA | 09/1999 | Present |
| Securities America, Inc. | Montoursville | PA | 09/2016 | 06/2024 |
| Securities America Advisors, Inc. | Montoursville | PA | 09/2016 | 06/2024 |
| Osaic Wealth, Inc. | Montoursville | PA | 06/2024 | Present |
| Osaic Wealth, Inc. | Montoursville | PA | 06/2024 | Present |
1. PICPA MEMBER POSITION: member NATURE: Pennsylvania Institute of Certified Public Accountants INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 5/1990 ADDRESS: 1801 Market St, Suite 2400, Philadelphia PA 19103 2. SUSQUEHANN HEALTH CENTRAL COUNTY COMMUNITY COUNCIL MEMBER POSITION: Advisory NATURE: Council member of local hospital (Susquehanna Health). Susquehanna Health will soon be known as UPMC Susquehanna Health INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 1/2014 ADDRESS: 700 High St, Williamsport PA 17701 3. SLEBODA REALTY POSITION: Owner/Manager NATURE: Rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 1/2003 ADDRESS: 496 Hidden Hollow Rd, Trout Run PA 17771 4. LYCOMING ADVISORY COUNCIL OF UPMC SUSQUEHANNA POSITION: advisory NATURE: Council member of local hospital (Susquehanna Health). Susquehanna Health will soon be known as UPMC Susquehanna Health Now changed to Lycoming Advisory Council of UPMC Susquehanna. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 700 High St, Williamsport PA 17701 DESCRIPTION: Attend monthly meetings to receive reports on progress of business issues, give advice where appropriate and vote on measures as requested. Meetings will be several times per year. I will be asked to contribute my expertise and thinking to the work of UPMC Susquehanna and be an ambassador to our community for the mission of UPMC Susquehanna. 5. CHRISTINE SLEBODA POSITION: agent NATURE: Sale of Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 09/01/1994 ADDRESS: 427 Broad St, Montoursville PA 17754 DESCRIPTION: sale of annuities and life insurance to clients as needed to solve financial needs. 6. FRED J SCHULER AND SHIRLEY M SCHULER IRREVOCABLE TRUST POSITION: Distribution committee NATURE: Listed on Distribution Committee of the Fred J Schuler and Shirley M Schuler Irrevocable Trust (parents) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 172 Coldwater Town Rd, Williamsport PA 17702 DESCRIPTION: Distribution committee may distribute such portions of the trust principal as the Distribution Committee, in their absolute and uncontrolled discretion, may deem advisable. 7. SCHULER FAMILY LANDS, LLC POSITION: LLC member NATURE: Family owned vacant land used for hunting by family members INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2012 ADDRESS: 395 Newcomer Rd, Windsor PA 17366, United States DESCRIPTION: Pay bills, reconcile checkbook, file tax return 8.THE SALVATION ARMY POSITION: board member NATURE: Non Profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2025 ADDRESS: 457 Market Street, Williamsport PA 17701, United States DESCRIPTION: Attend Board meetings and contribute advice as necessary. Volunteer ringing the red kettle bell, packing food boxes or other similar activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-13 |
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